Skip to main content

How Do Regulators Monitor Trading Activity within Dark Pools?

Regulators monitor dark pools by requiring them to report all executed trades, including volume, price, and time, though this reporting is delayed and anonymized. They use surveillance technology to look for patterns of abuse, such as 'trade-throughs' (executing at a worse price than publicly available) or manipulative practices, ensuring compliance with best execution rules.

Are There Any Reporting Requirements for Trades Executed on Crypto Dark Pools?
How Do Centralized Exchanges (CEX) Typically Implement Market Surveillance to Detect Manipulative Trading Practices?
What Is ‘Price Discovery’ and How Is It Affected by Dark Pools?
How Do Regulatory Bodies Attempt to Monitor and Control Non-Public Trading Activity?