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How Does Regulatory Status (E.g. Registered Investment Advisor) Affect Platform Access?

Only entities with recognized regulatory status are granted access to ensure professional conduct and credit quality.
Greeks.Live14.11.25

How Does Regulatory Status (E.g. Registered Investment Advisor) Affect Platform Access?

Institutional RFQ platforms typically restrict access to entities with recognized regulatory status, such as Registered Investment Advisors (RIAs), broker-dealers, or licensed funds. This requirement ensures that participants are subject to professional conduct standards and capital requirements.

It enhances the overall credit quality and integrity of the trading environment for all users.

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