How Does the Regulatory Environment Differ for Custodial CEXs versus Non-Custodial RFQ Platforms?

Custodial CEXs often face stricter regulation, particularly concerning anti-money laundering, know-your-customer rules, and asset security standards, as they hold client funds. Non-custodial RFQ platforms, which merely facilitate matching, may have lighter regulatory burdens.

However, they are still subject to rules regarding fair dealing and market abuse, especially if they are deemed "Organized Trading Facilities."

How Do Institutional RFQ Platforms Handle Custody of Assets during a Trade?
How Does the Regulatory Classification of a Derivative (E.g. Security Vs. Commodity) Affect Custody Requirements?
What Are the Regulatory Implications of Trading Derivatives on an RFQ Platform versus a CLOB?
What Is a “Non-Custodial” Exchange and How Does It Relate to the KYC/AML Problem?
How Does the Regulatory Environment Differ for CEX and DEX?
How Do Regulatory Frameworks like KYC and AML Apply to Crypto Custodians?
How Do KYC and AML Regulations Impact User Privacy on Custodial Exchanges?
How Do Centralized Exchanges Differ from Decentralized Exchanges in Terms of Security Risks?

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