How Does the Shift from OTC to Exchange-Traded Impact Regulatory Oversight? ▴ Learn

How Does the Shift from OTC to Exchange-Traded Impact Regulatory Oversight?

The shift significantly increases regulatory oversight. Exchange-traded derivatives are subject to strict rules regarding market manipulation, transparency, and reporting, overseen by regulators like the CFTC or SEC.

The move to an exchange environment makes the market more transparent and easier for regulators to monitor. Increased oversight is a core goal of derivatives reform.

How Can Regulators Improve Their Surveillance of Derivatives Markets to Detect and Deter Manipulation?

How Does Post-Trade Reporting Differ between Traditional and Crypto OTC Markets?

How Does the SEC’s Classification Affect the Ability to Trade Derivatives on That Crypto Asset?

How Does the ‘Reporting Threshold’ for Block Trades Affect Market Transparency?