What Are the Primary Regulatory Considerations for Institutional RFQ Platforms in the Derivatives Space?

Regulatory considerations include ensuring compliance with rules like MiFID II or Dodd-Frank regarding trade reporting and execution transparency. Platforms must also address strict Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements for all participating institutions.

Furthermore, platforms dealing with crypto derivatives face evolving regulations on asset classification and trading venue licensing requirements across jurisdictions.