What Is a “Clawback” Provision in a SAFT Contract?

A "clawback" provision in a SAFT contract is a clause that allows the issuer to reclaim or "claw back" the tokens delivered to the investor under specific, pre-defined circumstances. While not standard, it might be included to manage regulatory risk.

For example, if the regulatory status of the token changes and the issuer needs to maintain compliance, a clawback could be triggered. More commonly, a clawback is associated with employee stock options or venture capital agreements and is used to reclaim shares if a recipient breaches a contract or leaves the company early.

How Can a Pre-Defined Trading Plan Mitigate the Effects of Loss Aversion?
What Are the Tax Implications for a US Investor upon the Conversion of a SAFT to a Token?
How Does the ADL System Differ from the Clawback Mechanism Used in Some Traditional Finance Settings?
How Does a SAFT Protect the Issuer from Immediate Securities Law Violations?
Can an HFT Firm Be Accused of Front-Running, and under What Circumstances?
How Does a ‘Simple Agreement for Future Tokens’ (SAFT) Work?
How Does the Implementation of ADL Differ from a Clawback Mechanism?
How Does a SAFT (Simple Agreement for Future Tokens) Differ from a SAFE (Simple Agreement for Future Equity)?

Glossar