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What Is the Regulatory Body Responsible for Overseeing CEX Compliance in the US?

The SEC and CFTC share oversight in the US, depending on whether the asset is classified as a security or a commodity/derivative.
Greeks.Live13.11.25

What Is the Regulatory Body Responsible for Overseeing CEX Compliance in the US?

In the US, the regulatory landscape for Centralized Exchanges (CEXs) is fragmented, with oversight depending on how the traded assets are classified. The Securities and Exchange Commission (SEC) regulates platforms that list assets deemed "securities," enforcing rules against market manipulation like front-running.

The Commodity Futures Trading Commission (CFTC) oversees markets trading crypto derivatives and commodities like Bitcoin and Ether. CEXs often seek to register as a broker-dealer or a money transmitter, bringing them under various state and federal regulations.

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